Well, there was I, popcorn in hand, ready to watch it all kick off after the EPSRC's announcement of the latest runners and riders in the 'Shaping Capability' sweepstakes. Imagine my disappointment at the muted response from the sector. What, no angry letters to The Times? No resignations? Surely some mistake?Thursday, 16 February 2012
Not with a Bang but a Whimper
Well, there was I, popcorn in hand, ready to watch it all kick off after the EPSRC's announcement of the latest runners and riders in the 'Shaping Capability' sweepstakes. Imagine my disappointment at the muted response from the sector. What, no angry letters to The Times? No resignations? Surely some mistake?Wednesday, 15 February 2012
Everything's ROS-y at NERC
NERC has decided to join AHRC, BBSRC, EPSRC and ESRC and join the Research Outcomes System (ROS). This will take over from its Research Outputs Database (ROD), which they've been using for nearly a decade.The Council make the case that this will:
- Reduce the reporting burden by reducing the number of equivalent systems;
- Simplify submission by moving to a more standardised questionnaire;
- Improve how publications are handled;
- Share information better between systems, reducing data entry and reducing transcription errors; and
- Improve the quality of performance information available to support the case for public investment in the environmental sciences.
- Completing the current collection exercise on the existing system;
- Establishing a project to manage the process of adopting ROS for future years collection with Centre participation;
- Engaging with users through the project to ensure that user requirements are identified and met;
- Adapting ROS where necessary to address NERC requirements, including coverage of grants and Centre programmes; and
- To migrate, as necessary, historic data.
Thursday, 26 January 2012
NERC Introduces Demand Management
NERC has become the third Research Council - after EPSRC and ESRC - to explicitly state that they want universities to 'self regulate' their applications. This announcement was triggered by worries about success rates in some of their schemes falling to 16%.Whilst NERC already has in place some measures to 'manage demand' - eg limiting the number of applications an investigator can submit per call and restricting resubmissions - this hasn't stopped the success rates from sliding in recent years. They're hoping to reverse this by encouraging institutions to strip out applications which NERC would define as 'uncompetitive' (defined by them as scoring 6/10 or below at panel).
- firstly, ask institutions to nominate a point of contact for demand management;
- secondly, in the summer, provide data on past performance to them. This will be repeated annually from autumn 2013. The data will apply to Urgency, Large and Standard Grants, but not Fellowships or outlines. It will include: success rates for all schemes; distribution of grades for funded and unfunded proposals by scheme; final moderated grades for all proposals from institution/department; relative performance of institution/department.
- thirdly, from autumn 2012 NERC will (ahem) 'engage in a strategic dialogue' with institutions to provide information and advice in support of demand management, including setting targets for changes in submission behaviours. They can't meet with everyone in the first year, so those with the most applications, or with black marks in the NERC copy book, will be the first to get a visit from 'the management.'
Wednesday, 11 January 2012
But Who's Right? There's Only One Way to Find Out...
Well, knives are quietly being sharpened around EPSRC. The rumblings of discontent have been going on for some time, and touch on everything from the Council's 'remit shaping' exercise, to its 'national importance' criterion, to its removal of PhD students from its grants.Tuesday, 13 December 2011
EPSRC & the Difficulty of 'National Importance'
I wrote last month about EPSRC's plan to include 'national importance' as a criterion for judging funding applications. At their Regional Event in London yesterday they gave a little more idea what they had in mind. However, it was clear that they were still (as Catherine Coates said) in 'listening mode', and were keen to get feedback on their proposals. - is key to maintaining the health of other research disciplines;
- directly contributes to addressing key UK societal challenges;
- contributes to current or future UK economic success;
- enables future development of key emerging industries.
Thursday, 24 November 2011
More Entrails Needed

Thursday, 10 November 2011
Globalisation: Notes from Research Fortnight Conference
The Research Fortnight conference this year was held at the St Pancras Renaissance Hotel, and focused on 'Globalisation: the future of research institutions.' The title could have been framed as a question: as the world convulses with economic shocks, is now the right time to be reaching out in partnership?They'd brought together an impressive roster of speakers to discuss this. Some faces were familiar – such as Julia Lane of the NSF who spoke at the ESRC Seminar Series on Impact a few weeks back – whilst others were new to me. But all gave thought provoking insights into issues around collaboration.
'Research belongs to no country'
Lord Bhattacharyya, Chairman of the Warwick Manufacturing Group, kicked off the day by quoting Louis Pasteur: 'Knowledge belongs to no country.' UK research had considerable strengths, said Bhattacharyya, that placed it well in the global market place: it was both high quality and covered a broad range of disciplines, as well as being relatively open and academically free. However, these were offset by areas of concern: the UK's disciplinary strengths didn't match the research interests of the emerging economic superpowers; collaboration - both with overseas partners and industry - wasn't happening fast enough, and its spending on research and development was too low.
The UK needed to think strategically about dealing with the challenges of the new global research environment. It needed to be more open to attracting new business research funding, and look to the market priorities of the BRIC countries, namely engineering, biology, and the physical and health sciences. Incentives needed to be created to overcome the potential reluctance to engage with Chinese or Brazilian colleagues, resulting from such considerations as lower citation rates from such partnerships.
'Collaborate to compete'
Throughout the day this analysis was knocked about, questioned, confirmed or refuted. Prof Anton Muscatelli, Vice-Chancellor of Glasgow, emphasised the need to 'collaborate to compete.' He agreed with Bhattacharyya that the UK faced challenges in doing so, at a time when it was facing its own, internal uncertainties. However, he was upbeat about Britain's ability to cope in this brave new world. British universities were both efficient and effective, he said, and the key to their success was the autonomy they had, coupled with the shark pool they swam in for research resources.
But why should UK institutions collaborate? Muscatelli suggested that there were three reasons: to diversify their income streams, as funding became tougher in the UK; to 'bring the best together'; and to address common, global challenges. These were all positives, but equally you could see that they had no choice: the UK was too small to go it alone. The Darwinian race for partners would see the open survive and prosper, and the insular wither and perish. The research map of the UK would be radically redrawn.
'Science is like a parachute: it only works when it's open'
Jeremy Watson, Global Research Director at Arup, outlined the view from industry. Arup had been behind such iconic buildings as the Sydney Opera House, the Pompidou Centre and the Gherkin. It had always relied on what Watson described as a 'knowledge supply chain', building on both internal and external research. For him, the case for collaboration between industry and academia was clear, and he suggested frameworks by which this might happen in the future, such as transnational 'centres of excellence' (as Rolls Royce had already developed); open innovation clubs with multinational industrial partners; and 'co-innovator' partnerships between academia and industry with 'permeable boundaries.'
Haggit Messer-Yaron, President of the Open University of Israel, concurred. Universities and industry had very different agendas, but it could be these differences that made partnerships work. There needed to be openness, however: 'science is like a parachute,' she quoted: 'it only works when it's open.' There should be a synergy, a complementarity. Governments could act as brokers for these relationships, providing early stage funding and support for 'bridging the development gap' as well as a conducive legal framework in terms of IPR laws and taxation. However, governments tended to act in the national interest, and as such may act against the principles of globalisation.
'It's the intersection of technology and liberal arts that makes our hearts sing'
After lunch we broke up into parallel sessions. I went along to the one that focused on the engineering and physical sciences, which quickly veered productively off track. Prof Graham Galbraith, DVC at the University of Hertfordshire, complained of the blinkered 'siloism' of current research policy. The difficulty with engaging with business, he said, was that most universities think within disciplinary boundaries, whereas most businesses don't. Of course, these disciplines may be useful – or indeed necessary – for running large organisations, but they were unhelpful in thinking creatively. 'Real innovation is not really rewarded or recognised,' he bemoaned. The ghost of Steve Jobs was conjured up: 'technology alone is not enough,' he had said. 'It's technology married with liberal arts, married with the humanities, that yields us the the results that make our heart sing'.
So were the funders to blame for holding apart the disciplines? A representative of EPSRC was on hand to defend them, and the sense was that it was more to do with an engrained culture within academia. The discussion swiftly moved on to developing the necessary mindset for exploiting the opportunities offered by internationalisation. Phil Clare, Associate Director of Research Services at the University of Oxford, was bracingly breezy in his acceptance of the new deal offered by BRIC nations. 'We need to stop worrying about selling our birthright,' he said. Universities exist to generate knowledge, but can also act as catalysts for collaboration, and foci for local economies.
The conference finished with a final plenary on the experience of different institutions in developing and managing cross-continental relationships. The day had crackled with ideas and questions and, whilst no conclusions were reached, it had been a valuable opportunity to develop and debate our thoughts on this critical new horizon.
Monday, 31 October 2011
The Mists Are Clearing...I See a Project of National Importance...
As ever, EPSRC is blazing a trail in developing new hurdles for potential applicants. Hot on the heels of controversially 'managing' its remit and 'managing' demand via its blacklist, the Council has just announced that, as of 15th November 2011, all applicants will have to identify the national importance of their research.Reviewers and panel members have been issued with new assessment criteria/forms to reflect these changes. For applicants, the national importance section must now be included in the case for support.
Tuesday, 18 October 2011
Getting Involved with Funders
A number of funders are inviting people to become involved in their decision making. These include the following:
- AHRC - Peer Review College
- BBSRC - Council
- EPSRC - Council
- ESRC – Council
- MRC – Council
- STFC – Council
- NIHR - Programme Advisory Board & Refereeing
Do consider putting yourself forward for these vacancies. Being involved with funders raises your profile, but also gives you the opportunity to influence their policy and direction.
Monday, 3 October 2011
There's a Battle Outside and It's Raging

Now in some ways you can see the logic of this. In strained financial times it may be better to prioritise the important, high quality work that has the potential to make a difference to science globally, as well as nationally bolstering the UK's competitiveness.
However, as you can imagine, those who are adversely affected by this prioritisation are angry about what they see as the fairly arbitrary algorithm by which it has been decided. Have a look at the sub-GCSE graph above. This is known as the 'Bourne Graph'. It is a visual representation of how EPSRC see the relative value of subjects within its remit.
But how were these relative positions decided? What scale is being used along the X and Y axes? Hmm. It's not clear, and EPSRC's reticence on this is not helping. People are thinking the worst. As a York-based organic chemist comments on his blog, 'if one didn't know better you may be forgiven for thinking it had been thought up on the back of a fag packet over a pint in the pub after work.'
Helpfully, he provides a similarly inane graph for his relationship with fruit and vegetables, as follows:
I think the methodology's clear, don't you?Prof Timothy Gower, another blogger, has tried to work out where they're coming from by deconstructing the newspeak pronouncements to come out of EPSRC.
More seriously, the sector's disquiet has resulted in letters from the chemists, statements from the mathematicians, and articles from the physicists, as well as a call from, well, everybody (in the shape of the Royal Society) to 'pause' the strategy. David 'Smalls' Delpy responded, specifically to the chemists, saying that he felt their pain, but ultimately it was their own fault for getting too much of the budget recently. Or words to that effect. Elsewhere he's poured oil on the troubled waters by saying that the complaints were an 'overreaction', backed up by 'relatively little' evidence.
The storm has been rumbling on since July, and there's no sign of it abating any time soon. If anything, it's growing in strength, and there's hope that, as Dylan said, 'the loser now will be later to win.' Whilst I have sympathy for EPSRC, and believe it acted in good faith, I think this kind of engineering is dangerous and ultimately fruitless.
Remember Robert Edwards, who was awarded the Nobel Prize for Medicine this time last year? He had developed in vitro fertilisation, which has led, since 1978, to millions of 'test tube babies.' Well, when he turned to his sector's funder, the MRC, in 1971 they turned him down. At the time his discipline wasn't of interest, as the politics of the day suggested the world was heading for malthusian destruction. If there hadn't been a private funder on hand his research may well have withered on the vine.
His is a cautionary tale. The allocation of research funding shouldn't be left up to politicians and apparatchiks (like me): it should be up to peers and contemporaries to decide what should be prioritised. Only then will the best, bravest and brightest have an equal chance - from whatever discipline.
Thursday, 22 September 2011
MRC 'Neither Up Nor Down' Shock
Oh you couldn't make it up. Paul 'Shriek' Jump made it a hattrick in last week's Times Higher by bemoaning the fact that the MRC success rate had - wait for it - stayed the same. - On 1 September Jump suggested that the fall in its success rate reflected badly on the ESRC...
- whereas on 8 September Jump suggested that the rise in its success rate reflected badly on the EPSRC;
Wednesday, 21 September 2011
EPSRC Tweaks Its Blacklisting Procedures
Ah, EPSRC: they are the story that keeps on giving. You can always rely on them for a headline.- When calculating your success rate, EPSRC will no longer include applications that were thrown out because your research didn't fit within its remit;
- Similarly, if you applied to a scheme that has a second/interview stage, and you manage to get to that stage but get rejected after, this will not be held against you in the calculations;
- Finally, if your application was ranked against nine or fewer other applications by one of EPSRC's panels, and came in the bottom half, this will not be included in their calculations.
Thursday, 8 September 2011
EPSRC Success Rate Rises to 36%
Paul 'shriek' Jump is once again questioning the Research Councils in the Times Higher. After his 'off with their heads' piece last week on the ESRC, he turns his ire on the EPSRC this week and questions its steadily rising success rate. From a low of 26% in 2008-09, the Council's success rate has risen to 36% in 2010-11. Friday, 15 July 2011
Changes to EPSRC Funding Schemes
News is coming through from Polaris Towers about changes in the pipeline for EPSRC funding schemes:- The leadership, career acceleration and postdoc fellowships are to be stopped. They will be replaced by a single fellowship scheme - where you can apply anytime, at any stage of your career.
- Increased number of calls in strategic areas (although responsive-mode grants will continue to get the vast majority of their funding)
- Increased support for key UK-based academics - individual, long term support.
- Possible changes to the way first grants will be assessed (i.e. not just against first grants). However, detail of this was not forthcoming.
- No plans for a UK equipment register; it will be up to academics to find shared equipment.
Thursday, 30 June 2011
Delpy: I'm into Something Good
Wednesday, 22 June 2011
ResearchActive Newsletter: Summer Edition Available
The summer edition of the Research Services Newsletter, ResearchActive, is now available. A hard copy has been sent to all staff, but if you've not received it do get in touch and we can send you an electronic version. It's a bumper six pager this term, and includes:- Details of the University's new Internal Peer Review system;
- Information on the research interests of new staff;
- Highlights of some recent awards;
- REF update;
- Changes to RCUK equipment costs;
- Details of how we use the data that EPSRC sends us on 'blacklisting';
- Notes from the Leverhulme visit, and Grants Factory events;
- and, of course, some choice cuts from the Blog.
Friday, 17 June 2011
ERC Success Rates
Interesting stats from UKRO on the ERC Starting (StG) and Advance (AdG) Grants. There's now been three complete calls for each scheme, and UKRO's statistics show how the success rate for both StG and AdG has risen:- Starting Grants: 3.3% (2007-8) to 14.9 (2009-10)
- Advanced Grants: 12.7% (2007-08) to 13.2% (2009-10)
- AHRC: 16%
- ESRC: 17% (small and standard grants combined)
- MRC: 19%
- BBSRC: 22%
- NERC: 24%
- EPSRC: 30% (following the introduction of its blacklisting procedure)
- STFC: 53%
Thursday, 16 June 2011
Changes to the ESRC - Part 2
Last week I wrote about imminent changes to the ESRC funding schemes. Yesterday I went along to their regional event at Brighton, and got further clarification and detail about how they see these changes being implemented:- Risky research. As mentioned before, they will be introducing a new mechanism into their grants scheme for risky research, with a 'breakpoint' mid way through at which the success or otherwise of the pilot project will be assessed. However, they made it clear that, in effect, this would mean the reintroduction of the small grants scheme, but with a very specific remit of encouraging risky, innovative, ambitious research.
- Advanced Sifting. As well as outline applications, the ESRC would introduce 'advanced sifting' of their Research Grants. In practice, this would mean that applications go through an initial peer review by 2-3 academics. If it's an application for a small amount, this might be all the assessment it gets: depending on the outcome, the application will get funded or rejected. If it's for a larger amount, this peer review will decide whether the application goes to full panel.
- Outline Applications. The ESRC will simplify the JeS form for outline applications, including the costing element. They will shortlist approximately three times as many applications as they can fund, so that the success rate for the second stage (full applications) will be around 33%.
- Right to Reply. A right to reply would be built into all their funding schemes.
- Demand Management. The deadline for the consultation process on the demand management options closed on 16 June. They will now consider the responses. It is hoped that they will not have to introduce any of the more draconian measures. They will allow a year to see how the 'interim measures' have worked - eg outline applications, no uninvited resubmissions, encouraging HEIs to implement 'quality assurance' procedures. They admitted that a year might not be enough for these to have a real effect, but it should be enough to see the 'direction of travel'. If they are happy with the 'direction', they will allow more time for them to have further effect.
- Statistics. To support the demand management measures, the ESRC will provide HEIs with stats on their comparative performance. These will be provided three times a year and, it is hoped, they will be more nuanced than just presenting simple success rates. For example, they should show the relative position of an institution's applications in the peer review panel's prioritisation list, so that HEIs can get a sense of the quality of their applications.
- Working with the Other Research Councils. The ESRC made clear that they will be working with their sister councils to implement a common form of demand management. Of course, this will have to allow for variance that arises from the culture and patterns of those working within a council's disciplines. Thus, what works for the EPSRC wouldn't necessarily work for the ESRC. However, as far as possible they hoped for a consistency across RCUK.
Monday, 6 June 2011
EPSRC Makes Open Access Mandatory
EPSRC has announced that it intends to make open access mandatory. It will apply to all research articles submitted for publication on or after 1st September 2011. In a statement on 3 June EPSRC stated that the Policy on Access to Research Outputs had been 'agreed by our Council and which we are introducing with immediate effect. The policy states that all EPSRC-funded research publications must be published as openly accessible documents – that is, freely available online to anyone who has access to the internet.'Wednesday, 1 June 2011
Tempted away from Academia
